Annual Internal Audit Plan

A professionally drafted Annual Internal Audit Plan for banks, deposit-taking institutions and finance companies, covering internal audit independence, planning and reporting. Global edition — written to international standards (Basel Committee, FATF, ISO, COSO, NIST and FSB) and deliberately jurisdiction-neutral, with bracketed prompts marking the points where your local law or regulator's requirements must be inserted. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Head of Internal Audit; approval: Audit and Risk Committee.

Typical owner	Head of Internal Audit
Typical approval	Audit and Risk Committee
Length	~6,976 words (approx. 17 pages)
Last reviewed	July 2026 — verify currency for your circumstances before use
Format	Microsoft Word (.docx), fully editable
Delivery	Instant download after purchase; re-download any time from your account
Licence	Single-organisation licence
Guarantee	Materially defective or misdescribed? We'll resupply, replace or refund within 30 days — see Terms

Preview the first 6 pages (PDF) See the real cover, document control page and opening sections before you buy.

What's inside

• Contents
• 1. Purpose
• 2. Scope
• 3. Definitions
• 4. Regulatory Framework
• 5. Planning Approach and Methodology
• 6. Inputs to the Plan
• 7. Mandatory and Committed Coverage
• 8. Annual Internal Audit Plan — FY[20XX]
• 9. Resourcing and Skills
• 10. Plan Flexibility and Change Governance
• 11. Roles and Responsibilities
• 12. Reporting to the Audit and Risk Committee
• 13. Quality Assurance and Improvement Programme
• 14. Review of this Plan
• Appendix A: Audit Universe Register Template
• Appendix B: Plan Change Log Template
• Appendix C: Rolling Three-Year Coverage Map Template
• Policy Administration

Related documents