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Capital Management
AUS
Policy
Capital Raising and Investor Relations Policy
A professionally drafted Capital Raising and Investor Relations Policy for banks, deposit-taking institutions and finance companies, covering capital adequacy, planning and management. Australian edition, designed around the Australian regulatory framework (APRA, ASIC and AUSTRAC) as at the last-reviewed date shown — verify currency for your circumstances before use. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Chief Financial Officer; approval: Board of Directors.
| Typical owner | Chief Financial Officer |
|---|---|
| Typical approval | Board of Directors |
| Length | ~4,302 words (approx. 11 pages) |
| Last reviewed | March 2026 — verify currency for your circumstances before use |
| Format | Microsoft Word (.docx), fully editable |
| Delivery | Instant download after purchase; re-download any time from your account |
| Licence | Single-organisation licence |
| Guarantee | Materially defective or misdescribed? We'll resupply, replace or refund within 30 days — see Terms |
What's inside
- 1. Introduction
- 2. Objective
- 3. Roles and Responsibilities
- 4. Referral Process
- 5. Approval of referrers and managing conflicts of interest
- 6. Due Diligence Materials
- 7. Ongoing investor relations
- 8. Confidentiality
- 9. Compliance with Regulations
- 10. Reference to similar policies
- 11. Policy approval and updates
- Policy Administration Information
Please note: this is a template prepared in good faith, not legal or compliance advice. Your organisation must review, tailor and approve it before use. Full disclaimer.