Compliance
AUS
Policy
Training and Competence Regime for ACL
A professionally drafted Training and Competence Regime for ACL for banks, deposit-taking institutions and finance companies, covering compliance obligations management and assurance. Australian edition, designed around the Australian regulatory framework (APRA, ASIC and AUSTRAC) as at the last-reviewed date shown — verify currency for your circumstances before use. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Chief Compliance Officer; approval: Chief Executive Officer.
| Typical owner | Chief Compliance Officer |
|---|---|
| Typical approval | Chief Executive Officer |
| Length | ~5,196 words (approx. 13 pages) |
| Last reviewed | March 2026 — verify currency for your circumstances before use |
| Format | Microsoft Word (.docx), fully editable |
| Delivery | Instant download after purchase; re-download any time from your account |
| Licence | Single-organisation licence |
| Guarantee | Materially defective or misdescribed? We'll resupply, replace or refund within 30 days — see Terms |
What's inside
- 2. WHEN DOES THIS POLICY APPLY?
- 10. PROCESS OF MONITORING OF STAFF WHILST PERFORMING ROLES
- 11. PERFORMANCE MANAGEMENT
- 12. MONITORING AND REVIEW OF HUMAN RESOURCES AND THIS POLICY
- 13. POLICY NON-COMPLIANCE
- 14. RETENTION OF FORMS
- 15. POLICY REVIEW
- Policy Administration Information
Please note: this is a template prepared in good faith, not legal or compliance advice. Your organisation must review, tailor and approve it before use. Full disclaimer.