Whistleblower Protection Policy

A professionally drafted Whistleblower Protection Policy for banks, deposit-taking institutions and finance companies, covering protected disclosure and whistleblower protections. Global edition — written to international standards (Basel Committee, FATF, ISO, COSO, NIST and FSB) and deliberately jurisdiction-neutral, with bracketed prompts marking the points where your local law or regulator's requirements must be inserted. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Company Secretary; approval: Board of Directors.

Preview the first 6 pages (PDF) See the real cover, document control page and opening sections before you buy.

What's inside

• Contents
• 1. Purpose
• 2. Scope
• 3. Definitions
• 4. Regulatory Framework
• 5. Policy Statement and Principles
• 6. Who Can Make a Disclosure
• 7. What Can Be Disclosed
• 8. How and to Whom to Make a Disclosure
• 9. Protections Available to Disclosers
• 10. Handling and Investigating Disclosures
• 11. Support and Fair Treatment
• 12. Roles and Responsibilities
• 13. Reporting, Oversight and Records
• 14. Training and Awareness
• 15. Availability of this Policy
• 16. Breaches of this Policy
• 17. Review of this Policy
• Appendix A: Disclosure Handling Process
• Policy Administration