Gifts and Hospitality Policy

A professionally drafted Gifts and Hospitality Policy for banks, deposit-taking institutions and finance companies, covering conduct standards, ethics and accountability. Global edition — written to international standards (Basel Committee, FATF, ISO, COSO, NIST and FSB) and deliberately jurisdiction-neutral, with bracketed prompts marking the points where your local law or regulator's requirements must be inserted. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Chief Compliance Officer; approval: Board of Directors.

Typical owner	Chief Compliance Officer
Typical approval	Board of Directors
Length	~7,232 words (approx. 18 pages)
Last reviewed	July 2026 — verify currency for your circumstances before use
Format	Microsoft Word (.docx), fully editable
Delivery	Instant download after purchase; re-download any time from your account
Licence	Single-organisation licence
Guarantee	Materially defective or misdescribed? We'll resupply, replace or refund within 30 days — see Terms

Preview the first 6 pages (PDF) See the real cover, document control page and opening sections before you buy.

What's inside

• Contents
• 1. Purpose
• 2. Scope
• 3. Definitions
• 4. Regulatory Framework
• 5. Policy Statement and Principles
• 6. Thresholds and Approval Framework
• 7. Prohibited Gifts and Hospitality
• 8. Aggregation, Hospitality Attendance and Third-Party Travel
• 9. Gifts and Hospitality Register and Compliance Review
• 10. Declining Gifts and Disposal of Unreturnable Gifts
• 11. Interaction with Related Policies
• 12. Roles and Responsibilities
• 13. Reporting, Escalation and Breaches
• 14. Training, Attestation and Review
• Appendix B: Gifts and Hospitality Register — Minimum Data Fields
• Policy Administration

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